2026 Edition
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HKSI LE free test 20 questions unlockedLast updated: Jul 23, 2026
HKSI Paper 1 Free Practice Test
HKSI LE Paper 1 - Fundamentals of Securities and Futures Regulation
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60 real exam Qs90 min exam70% pass mark
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Regulatory Framework - medium
Score: 0
An operations supervisor at a Hong Kong licensed corporation is reviewing a monthly compliance sample for a professional investor. The issue is regulated activities under Regulatory Framework. Which statements are correct?
Statements I to IV
I. The team should identify the applicable regulated activities requirement before the transaction proceeds.
II. A generic acknowledgement is enough to satisfy every disclosure, suitability, custody, reporting, or conduct requirement.
III. Supervisory review can wait until after execution whenever the client or transaction deadline is urgent.
IV. If the product or service is common in the market, the firm does not need to test the specific rule or client facts.
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84.2%Accuracy
51sAvg pace
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HKSI Paper 188%
IIQE Paper 376%
CPWP Module 164%
Due review42 cards
Risk signalConduct
Next mock20 Qs
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Valuation foundations6 lessons
02
Regulatory judgement7 lessons
03
Mock exam walkthroughs9 clips
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Final review clinic4 clips
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HKSI Paper 1
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HKSI Paper 1 Flashcards
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Regulatory Framework
Dashboard preview
HKSI Paper 1 readiness dashboard
A manager-style view for question volume, weak-topic recovery, recall work, and exam readiness before the final review window.
12-point lift projected
Attempts logged
240
question history+18% this week
Readiness
96%
combined signaltarget 85%+
Weak items
33
needs correction39 due
Recall assets
600
cards available78% map
Seven-day practice rhythm
Attempts, review, and recovery work tracked together.
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T
W
T
F
S
S
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Next best actions
Run a 20-question timed set
24 min block
Review last missed topic group
33 items
Refresh due flashcards
39 cards
Topic recovery matrix
Weak areas are grouped by control type so the next review block is specific.
Mandate and authority checks82%
Disclosure and suitability trail74%
Client asset or custody evidence68%
Reporting and record exceptions59%
Mock readiness plan
Next timed set20 Qs
Target accuracy85%
Review window48h
Topics to watch
Focus on the patterns behind the answers.
Topic 01
Regulatory Framework
principal laws and regulatory bodies, SFC functions and powers, regulated activities, disciplinary and supervisory framework
Topic 02
Overview of the Securities and Futures Industry
market structure, industry participants, products and services, Hong Kong market infrastructure
Topic 03
Securities
shares and debt securities, collective investment schemes, listed and unlisted securities, rights, risks and product features
Topic 04
Derivatives
futures and options, listed derivatives, OTC derivatives, risk and payoff characteristics
How to use this free set
Treat it like a diagnostic.
Start before you feel fully ready so the wording style becomes familiar under light pressure.
Review misses by topic and by format, especially I-to-IV statement-combination items.
Use the study guide to fill gaps, then come back and test recall again.