๐๏ธ
HKSI LEHKSI Paper 1
Core licensing paper covering the Hong Kong securities and futures framework, fit and proper obligations, and frontline conduct expectations.
Official-source guide20 free Qs
Exam Articles
Official-source grounded exam guides.
Each Fincerty article links official reference points, a free practice set, premium question bank, flashcards, and a mind map for one Hong Kong finance exam.
๐
HKSI LEHKSI Paper 2
Regulatory paper covering securities dealing rules, client-facing controls, and the compliance expectations around Type 1 activity.
Official-source guide20 free Qs
โ๏ธ
HKSI LEHKSI Paper 3
Regulatory paper covering Hong Kong derivatives regulation, licensing, client assets, conduct, exchange-traded futures and options, and OTC derivatives reporting, clearing and margin obligations.
Official-source guide20 free Qs
โญ
HKSI LEHKSI Paper 4
Regulatory paper for credit rating service activity, conflicts management, methodology governance, and disclosure expectations.
Official-source guide20 free Qs
๐งญ
HKSI LEHKSI Paper 5
Regulatory paper covering the corporate finance framework, conduct expectations for Type 6 activity, and governance standards around advisory mandates.
Official-source guide20 free Qs
๐ข
HKSI LEHKSI Paper 6
Regulatory paper focused on the asset-management framework, fund and discretionary management obligations, and the conduct standards for Type 9 activity.
Official-source guide20 free Qs
๐
HKSI LEHKSI Paper 7
Practical paper covering Hong Kong and international market structure, market participants, and the way core instruments operate in practice.
Official-source guide20 free Qs
๐ฆ
HKSI LEHKSI Paper 8
Practical paper covering securities products, equities market practice, settlement flow, and the client-facing mechanics of securities business.
Official-source guide20 free Qs
๐
HKSI LEHKSI Paper 9
Practical paper covering derivatives instruments, trading mechanics, margin concepts, and the way derivative exposures are handled in client business.
Official-source guide20 free Qs
๐งฎ
HKSI LEHKSI Paper 10
Practical paper covering credit analysis workflow, rating assignments, surveillance, and client-facing issues in credit rating service work.
Official-source guide20 free Qs
๐๏ธ
HKSI LEHKSI Paper 11
Practical paper covering transaction structures, listing work, deal execution, and corporate finance market practice.
Official-source guide20 free Qs
๐
HKSI LEHKSI Paper 12
Practical paper covering portfolio construction, fund operations, mandate management, and asset-management market practice.
Official-source guide20 free Qs
๐งพ
HKSI LEHKSI Paper 15
Sponsor paper for principals covering eligibility, due diligence leadership, sponsor standards, and transaction governance.
Official-source guide20 free Qs
๐
HKSI LEHKSI Paper 16
Sponsor paper for representatives covering execution discipline, record standards, due diligence support, and sponsor work controls.
Official-source guide20 free Qs
๐ค
HKSI LEHKSI Paper 17
Enhanced competence paper covering the Codes on Takeovers and Mergers and Share Buy-backs, offer process rules, and adviser responsibilities.
Official-source guide20 free Qs
๐๏ธ
HKSI LEHKSI Paper 18
Regulatory paper covering the licensing and operational-control framework for depositary service providers.
Official-source guide20 free Qs
๐งฐ
HKSI LEHKSI Paper 19
Practical paper covering the day-to-day operation of depositary services for collective investment schemes and the related oversight workflow.
Official-source guide20 free Qs
๐น
HKSI LFXLFX Rep Paper 1
Representative-level leveraged foreign exchange paper focused on the legal and regulatory framework for leveraged FX trading.
Official-source guide20 free Qs
๐
HKSI LFXLFX Rep Paper 2
Representative-level leveraged foreign exchange paper focused on FX market mechanics, trade practice, and basic analysis.
Official-source guide20 free Qs
๐
HKSI LFXLFX RO Paper 1
Responsible-officer paper covering the regulatory framework, governance expectations, and oversight responsibilities for leveraged FX activity.
Official-source guide20 free Qs
โ๏ธ
HKSI LFXLFX RO Paper 2
Responsible-officer paper covering market practice, risk management, and governance around leveraged foreign exchange business.
Official-source guide20 free Qs
๐ผ
HKSI WealthCPWP M1 P1
CPWP Module 1 paper focused on technical, industry, and product knowledge used in private wealth management work.
Official-source guide20 free Qs
๐
HKSI WealthCPWP M1 P2
CPWP Module 1 paper focused on deeper product understanding, portfolio thinking, and client-solution design for wealth management.
Official-source guide20 free Qs
๐ง
HKSI WealthCPWP Module 2
CPWP Module 2 paper focused on ethics, compliance, conduct, and governance in private wealth management.
Official-source guide20 free Qs
๐
HKSI WealthCIIA Final
Advanced investment-analysis examination covering valuation, portfolio management, market analysis, and professional judgment.
Official-source guide20 free Qs
๐ฅ
HKSI SpecialistHK Gold Exchange
Specialist examination covering Hong Kong gold market structure, precious metals dealing practice, and the operational framework of the exchange.
Official-source guide20 free Qs
๐ช
HKSI SpecialistCVAP
Specialist examination covering virtual asset regulation, market structure, custody, and core product knowledge for practitioners serving VA-related business.
Official-source guide20 free Qs
๐ก๏ธ
IIQEIIQE Paper I
Core IIQE paper for insurance principles, policy structure, legal concepts, ethics, and the Hong Kong insurance framework.
Official-source guide20 free Qs
๐
IIQEIIQE Paper II
General insurance paper covering property, liability, motor, underwriting, claims, and commercial policy handling.
Official-source guide20 free Qs
๐จโ๐ฉโ๐ง
IIQEIIQE Paper III
Life and long term insurance paper covering protection needs, policy types, riders, servicing, and intermediary conduct.
Official-source guide20 free Qs
๐ผ
IIQEIIQE Paper V
ILAS-focused paper covering linked structures, charges, switching, disclosures, suitability, and post-sale servicing.
Official-source guide20 free Qs